Regulatory & Professional Discipline

For Individuals

Businesses and the Individuals that manage them are becoming increasingly regulated by professional bodies. Saunders Solicitors has a wealth of experience in dealing with Regulatory investigations and prosecutions, as well as ancillary proceedings such as inquests and Proceeds of Crime proceedings.

As a practice Saunders Solicitors have a level of niche expertise almost unrivalled in dealing with the SRA in investigations and interventions in legal practices. Our Directors also have substantial experience of defending Professional Negligence proceedings within the legal, educational and healthcare professions.

Saunders Solicitors act for Individuals and companies, further details can be found on our company services page. Our recent work includes investigations and prosecutions in the following areas:

  • Financial Conduct Authority
  • Professional Negligence
  • Health and Safety and Corporate Manslaughter
  • Trading Standards
  • Fraudulent trading
  • Directors disqualification proceedings
  • Coroners Investigations

Saunders Solicitors criminal litigation background distinguishes us from other regulatory lawyers. Many falling under investigation face the very real threat of criminal litigation. A solicitor with in depth knowledge of both regulatory and criminal litigation is invaluable.

If you are subject to investigation contact Saunders Solicitors as soon as possible. We operate a 24 hour arrest line in emergencies or can arrange a voluntary attendance for interviews under caution. Our decades of experience of police station attendances ensure you receive the best advice at an early stage which can significantly affect the outcome of your case. During the investigation we take proactive steps to avoid enforcement action. We can assist you from the outset, by providing written representations during an investigation, negotiating a settlement and appealing a decision. If a prosecution ensues our lawyers have the skill and expertise to robustly defend any action taken, and ensure the best possible outcome for you.


Gary Bromelow